Compliance Checker

Check Reg CF filing compliance for an issuer.

Search by company name or CIK
Type a company name to see matching Reg CF issuers, or enter a 10-digit CIK directly. Find CIKs on the SEC's EDGAR database.

Live data from SEC EDGAR

Common Questions

What does this tool check?

It checks whether companies that have raised capital under SEC Regulation Crowdfunding (Reg CF) are current on their required filings—specifically Form C-AR (annual reports) and Form C-U (progress updates). You get a simple red / yellow / green verdict with details on any missing or overdue filings.

What are Form C-AR and Form C-U?

Form C-AR is the annual report Reg CF issuers must file within 120 days of their fiscal year end under 17 CFR § 227.202. Reporting continues each year until the issuer qualifies to exit — based on holder count, total assets, securities repurchase, or Exchange Act registration — and formally terminates via Form C-TR.

Form C-U is the final report Reg CF issuers are required to file under 17 CFR § 227.203 within five business days after the offering deadline to disclose total securities sold.

Where does the data come from?

All filing data is pulled in real time from EDGAR, the SEC's public company filings database, as submitted by the company being searched. No third-party data sources are used for compliance determinations.

How current is the data?

Each compliance check fetches live data from the SEC's EDGAR database at the time you search. Results reflect what the SEC has published, typically within a few hours of a filing being accepted.

Is this tool free?

Yes. The Compliance Checker is a free tool provided by CrowdCheck.

Does this constitute legal or compliance advice?

No. This tool is for informational purposes only. It applies rule-based checks against publicly available SEC data and may not capture every nuance of a company’s filing obligations. Always consult a securities attorney for formal compliance guidance.

Need help with SEC filings? raisepapers helps issuers and platforms streamline annual reports, filing updates, and paperwork for Reg CF, Reg A, and Reg D offerings. Learn more · Book a call